| Name |
Ticker |
Asset Class |
Sector |
Industry |
Flags |
| Adtalem Global Education Inc |
ATGE |
Small Cap Stock |
Educational Services |
Colleges, Universities, and Professional Schools |
|
| Amesite Inc |
AMST |
Small Cap Stock |
Educational Services |
Elementary and Secondary Schools |
|
| Gravitas Education Holdings Inc |
GEHI |
|
Educational Services |
Elementary and Secondary Schools |
|
| Grand Canyon Education Inc |
LOPE |
Mid Cap Stock |
Educational Services |
Colleges, Universities, and Professional Schools |
|
| New Oriental Education & Technology Group Inc. |
EDU |
Large Cap Stock |
Educational Services |
Elementary and Secondary Schools |
|
| Perdoceo Education Corporation |
PRDO |
Small Cap Stock |
Educational Services |
Colleges, Universities, and Professional Schools |
|
| Youdao Inc |
DAO |
|
Educational Services |
Elementary and Secondary Schools |
|
| Sunlands Technology Group |
STG |
|
Educational Services |
Educational Support Services |
|
| Bright Scholar Education Holdings Ltd |
BEDU |
Mid Cap Stock |
Educational Services |
Elementary and Secondary Schools |
|
| Visionary Holdings Inc. |
GV |
Small Cap Stock |
Educational Services |
Educational Support Services |
|
| Genius Group Ltd |
GNS |
Small Cap Stock |
Educational Services |
Elementary and Secondary Schools |
|
| Graham Holdings Co. |
GHC |
Mid Cap Stock |
Educational Services |
Colleges, Universities, and Professional Schools |
|
| Lincoln Educational Services Corp |
LINC |
Small Cap Stock |
Educational Services |
Colleges, Universities, and Professional Schools |
|
| Udemy Inc |
UDMY |
Small Cap Stock |
Educational Services |
Elementary and Secondary Schools |
|
| Strategic Education Inc |
STRA |
Mid Cap Stock |
Educational Services |
Colleges, Universities, and Professional Schools |
|
| ATA Creativity Global |
AACG |
|
Educational Services |
Professional and Management Development Training |
|
| Skillful Craftsman Education Technology Ltd |
EDTK |
Small Cap Stock |
Educational Services |
Elementary and Secondary Schools |
|
| Jianzhi Education Technology Group Co Ltd |
JZ |
|
Educational Services |
Elementary and Secondary Schools |
|
| Regis Corp. |
RGS |
Small Cap Stock |
Educational Services |
Cosmetology and Barber Schools |
|
| Golden Sun Health Technology Group Ltd |
GSUN |
Small Cap Stock |
Educational Services |
Elementary and Secondary Schools |
|
| First High-School Education Group Co Ltd |
FHS |
|
Educational Services |
Elementary and Secondary Schools |
|
| LAIX Inc |
LAIX |
|
Educational Services |
Elementary and Secondary Schools |
|
| Wah Fu Education Group Ltd |
WAFU |
Small Cap Stock |
Educational Services |
Elementary and Secondary Schools |
|
| BTC Digital Ltd. |
METX |
Small Cap Stock |
Educational Services |
Elementary and Secondary Schools |
|
| BTC Digital Ltd. |
BTCT |
Small Cap Stock |
Educational Services |
Elementary and Secondary Schools |
|
| Mynd.ai Inc |
MYND |
Small Cap Stock |
Educational Services |
Elementary and Secondary Schools |
|
| 51 Talk Online Education Group |
COE |
Small Cap Stock |
Educational Services |
Professional and Management Development Training |
|
| Ambow Education Holding Ltd |
AMBO |
|
Educational Services |
All Other Miscellaneous Schools and Instruction |
|
| Four Seasons Education (Cayman) Inc |
FEDU |
Small Cap Stock |
Educational Services |
Elementary and Secondary Schools |
|
| TCTM Kids IT Education Inc. |
TCTM |
|
Educational Services |
Professional and Management Development Training |
|
| Universal Technical Institute Inc |
UTI |
Small Cap Stock |
Educational Services |
Apprenticeship Training |
|
| Afya Ltd |
AFYA |
Small Cap Stock |
Educational Services |
Elementary and Secondary Schools |
|
| Laureate Education Inc |
LAUR |
Mid Cap Stock |
Educational Services |
Colleges, Universities, and Professional Schools |
|
| Arco Platform Ltd |
ARCE |
Small Cap Stock |
Educational Services |
Elementary and Secondary Schools |
|
| Aspen Group Inc |
ASPU |
Small Cap Stock |
Educational Services |
Professional and Management Development Training |
|
| Raytheon Co. |
RTN |
Large Cap Stock |
Electronic Technology |
Aerospace & Defense |
|
| American Outdoor Brands Corp. |
AOBC |
Small Cap Stock |
Electronic Technology |
Aerospace & Defense |
|
| FRONTEO, Inc. |
FTEO |
Small Cap Stock |
Electronic Technology |
Electronic Equipment/Instruments |
|
| Adesto Technologies Corp. |
IOTS |
Small Cap Stock |
Electronic Technology |
Semiconductors |
|
| Westell Technologies, Inc. |
WSTL |
Small Cap Stock |
Electronic Technology |
Telecommunications Equipment |
|
| Virgin Galactic Holdings, Inc. |
SPCE+ |
Warrant |
Electronic Technology |
Aerospace & Defense |
|
| Cypress Semiconductor Corp. |
CY |
Mid Cap Stock |
Electronic Technology |
Semiconductors |
|
| Superconductor Technologies, Inc. |
SCON |
Small Cap Stock |
Electronic Technology |
Semiconductors |
|
| Ability, Inc. |
ABIL |
Small Cap Stock |
Electronic Technology |
Computer Communications |
|
| Qualstar Corp. |
QBAK |
Small Cap Stock |
Electronic Technology |
Electronic Equipment/Instruments |
|
| Mellanox Technologies Ltd. |
MLNX |
Mid Cap Stock |
Electronic Technology |
Semiconductors |
|
| AVX Corp. |
AVX |
Mid Cap Stock |
Electronic Technology |
Electronic Components |
|
| Resolute Energy Corporation Comon Stock |
REN |
Small Cap Stock |
Energy |
Oil & Gas - E&P |
|
| Baker Hughes a GE company Class A |
BHGE |
Large Cap Stock |
Energy |
Oil & Gas - Services |
|
| WildHorse Resource Development Corporation |
WRD |
Small Cap Stock |
Energy |
Oil & Gas - E&P |
|
| Petrobras Argentina S.A. ADS |
PZE |
Mid Cap Stock |
Energy |
Oil & Gas - Integrated |
|
| Midstates Petroleum Company Inc. |
MPO |
Small Cap Stock |
Energy |
Oil & Gas - E&P |
|
| Rice Midstream Partners LP representing limited partner interests |
RMP |
|
Energy |
Oil & Gas - Midstream |
|
| Rex Energy Corporation |
REXX |
Small Cap Stock |
Energy |
Oil & Gas - E&P |
|
| PetroQuest Energy Inc. |
PQ |
Small Cap Stock |
Energy |
Oil & Gas - E&P |
|
| Weatherford International plc (Ireland) |
WFT |
Mid Cap Stock |
Energy |
Oil & Gas - Services |
|
| Pengrowth Energy Corporation |
PGH |
Small Cap Stock |
Energy |
Oil & Gas - E&P |
|
| C&J Energy Services Inc. |
CJ |
Mid Cap Stock |
Energy |
Oil & Gas - Services |
|
| Ocean Rig UDW Inc. |
ORIG |
Mid Cap Stock |
Energy |
Oil & Gas - Drilling |
|
| Rowan Companies plc Class A |
RDC |
Small Cap Stock |
Energy |
Oil & Gas - Drilling |
|
| RSP Permian Inc. |
RSPP |
Mid Cap Stock |
Energy |
Oil & Gas - Drilling |
|
| Enduro Royalty Trust Trust Units representing beneficial interest in the trust |
NDRO |
|
Energy |
Oil & Gas - E&P |
|
| Jones Energy Inc. Class A |
JONE |
Small Cap Stock |
Energy |
Oil & Gas - E&P |
|
| Spectra Energy Partners LP representing Limited Partner Interests |
SEP |
|
Energy |
Oil & Gas - Midstream |
|
| MagneGas Corporation |
MNGA |
Small Cap Stock |
Energy |
Oil & Gas - Integrated |
|
| EnLink Midstream Partners LP Representing Limited Partnership Interests |
ENLK |
|
Energy |
Oil & Gas - Midstream |
|
| Andeavor Logistics LP representing Limited Partner Interests |
ANDX |
|
Energy |
Oil & Gas - Midstream |
|
| Ensco plc Class A |
ESV |
Mid Cap Stock |
Energy |
Oil & Gas - Drilling |
|
| Fairmount Santrol Holdings Inc. |
FMSA |
Small Cap Stock |
Energy |
Oil & Gas - Services |
|
| Hugoton Royalty Trust |
HGT |
|
Energy |
Oil & Gas - E&P |
|
| Keane Group Inc. |
FRAC |
Mid Cap Stock |
Energy |
Oil & Gas - Services |
|
| Willbros Group Inc. (DE) |
WG |
Small Cap Stock |
Energy |
Oil & Gas - Services |
|
| Western Gas Equity Partners LP Representing Limited Partner Interests |
WGP |
|
Energy |
Oil & Gas - Midstream |
|
| TransMontaigne Partners L.P. Transmontaigne Partners L.P. representing limited partner interests |
TLP |
|
Energy |
Oil & Gas - Midstream |
|
| Gastar Exploration Inc |
GST |
Small Cap Stock |
Energy |
Oil & Gas - E&P |
|
| EV Energy Partners L.P. |
EVEP |
|
Energy |
Oil & Gas - E&P |
|
| Bellatrix Exploration Ltd (Canada) |
BXE |
Small Cap Stock |
Energy |
Oil & Gas - E&P |
|
| Energy Transfer Equity L.P. representing Limited Partnership interests |
ETE |
|
Energy |
Oil & Gas - Midstream |
|
| Erin Energy Corp. |
ERN |
Small Cap Stock |
Energy |
Oil & Gas - E&P |
|
| Eco-Stim Energy Solutions Inc. |
ESES |
Small Cap Stock |
Energy |
Oil & Gas - Services |
|
| EP Energy Corporation Class A |
EPE |
Small Cap Stock |
Energy |
Oil & Gas - E&P |
|
| GulfMark Offshore Inc. |
GLF |
Small Cap Stock |
Energy |
Oil & Gas - Services |
|
| Emerge Energy Services LP representing Limited Partner Interests |
EMES |
|
Energy |
Oil & Gas - Services |
|
| Energen Corporation |
EGN |
Mid Cap Stock |
Energy |
Oil & Gas - E&P |
|
| Eclipse Resources Corporation |
ECR |
Small Cap Stock |
Energy |
Oil & Gas - E&P |
|
| Bristow Group Inc. |
BRS |
Small Cap Stock |
Energy |
Oil & Gas - Services |
|
| Williams Partners L.P. Representing Limited Partner Interests |
WPZ |
|
Energy |
Oil & Gas - Midstream |
|
| Buckeye Partners L.P. |
BPL |
|
Energy |
Oil & Gas - Midstream |
|
| CVR Refining LP Representing Limited Partner Interests |
CVRR |
|
Energy |
Oil & Gas - Refining & Marketing |
|
| Boardwalk Pipeline Partners LP |
BWP |
|
Energy |
Oil & Gas - Midstream |
|
| Cheniere Energy Partners LP Holdings LLC |
CQH |
|
Energy |
Oil & Gas - Midstream |
|
| Cone Midstream Partners LP representing limited partner interests |
CNNX |
|
Energy |
Oil & Gas - Midstream |
|
| CGG |
CGG |
Small Cap Stock |
Energy |
Oil & Gas - Services |
|
| Advantage Oil & Gas Ltd |
AAV |
Small Cap Stock |
Energy |
Oil & Gas - E&P |
|
| Energy XXI Gulf Coast Inc. |
EXXI |
Small Cap Stock |
Energy |
Oil & Gas - E&P |
|
| Bill Barrett Corporation |
BBG |
Small Cap Stock |
Energy |
Oil & Gas - E&P |
|
| Stone Energy Corporation |
SGY |
Small Cap Stock |
Energy |
Oil & Gas - E&P |
|
| Statoil ASA |
STO |
Large Cap Stock |
Energy |
Oil & Gas - Integrated |
|
| Ultra Petroleum Corp. |
UPL |
Small Cap Stock |
Energy |
Oil & Gas - E&P |
|
| Anadarko Petroleum Corporation 7.50% Tangible Equity Units |
AEUA |
Small Cap Stock |
Energy |
Oil & Gas - E&P |
|
| EQT GP Holdings LP representing limited partner interests |
EQGP |
|
Energy |
Oil & Gas - Integrated |
|
| Halcon Resources Corporation |
HK |
Small Cap Stock |
Energy |
Oil & Gas - E&P |
|
| Anadarko Petroleum Corporation |
APC |
Large Cap Stock |
Energy |
Oil & Gas - E&P |
|
| Andeavor |
ANDV |
Large Cap Stock |
Energy |
Oil & Gas - Refining & Marketing |
|
| Newfield Exploration Company |
NFX |
Mid Cap Stock |
Energy |
Oil & Gas - E&P |
|
| Aegean Marine Petroleum Network Inc. |
ANW |
Small Cap Stock |
Energy |
Oil & Gas - Integrated |
|
| EnerJex Resources Inc. (NEW) |
ENRJ |
Small Cap Stock |
Energy |
Oil & Gas - E&P |
|
| Archrock Partners L.P. |
APLP |
|
Energy |
Oil & Gas - Services |
|
| Alon USA Partners LP representing Limited Partner Interests |
ALDW |
|
Energy |
Oil & Gas - Refining & Marketing |
|
| Antero Midstream GP LP of Beneficial Interests |
AMGP |
|
Energy |
Oil & Gas - Midstream |
|
| Enbridge Energy Management LLC Shares repstg limited liability company interests |
EEQ |
Small Cap Stock |
Energy |
Oil & Gas - Midstream |
|
| Tallgrass Energy GP LP Class A Shares |
TEGP |
|
Energy |
Oil & Gas - Midstream |
|
| Enbridge Energy L.P. Class A |
EEP |
|
Energy |
Oil & Gas - Midstream |
|
| Legacy Reserves LP |
LGCY |
|
Energy |
Oil & Gas - E&P |
|
| Pioneer Energy Services Corp. Common Stk |
PES |
Small Cap Stock |
Energy |
Oil & Gas - Drilling |
|
| Valero Energy Partners LP representing limited partner interests |
VLP |
|
Energy |
Oil & Gas - Midstream |
|
| Tallgrass Energy Partners LP representing limited partner interests |
TEP |
|
Energy |
Oil & Gas - Midstream |
|
| Seadrill Partners LLC Representing Limited Liability Company Interests |
SDLP |
Small Cap Stock |
Energy |
Oil & Gas - Drilling |
|
| Energy Transfer Partners L.P. representing limited partner interests |
ETP |
|
Energy |
Oil & Gas - Midstream |
|
| Lilis Energy, Inc. |
LLEX |
Small Cap Stock |
Energy Minerals |
Oil & Gas Production |
|
| Chaparral Energy, Inc. |
CHAP |
Small Cap Stock |
Energy Minerals |
Oil & Gas Production |
|
| Sandridge Mississippian Trust II |
SDR |
|
Energy Minerals |
Oil & Gas Production |
|
| SandRidge Permian Trust |
PER |
Small Cap Stock |
Energy Minerals |
Oil & Gas Production |
|
| Sandridge Mississippian Trust I |
SDT |
Small Cap Stock |
Energy Minerals |
Oil & Gas Production |
|
| Denbury Resources, Inc. |
DNR |
Small Cap Stock |
Energy Minerals |
Oil & Gas Production |
|
| Jagged Peak Energy, Inc. |
JAG |
Small Cap Stock |
Energy Minerals |
Oil & Gas Production |
|
| Noble Energy, Inc. |
NBL |
Mid Cap Stock |
Energy Minerals |
Oil & Gas Production |
|
| Carrizo Oil & Gas, Inc. |
CRZO |
Small Cap Stock |
Energy Minerals |
Oil & Gas Production |
|
| Zion Oil & Gas, Inc. |
ZN |
Small Cap Stock |
Energy Minerals |
Oil & Gas Production |
|
| Pacific Coast Oil Trust |
ROYT |
Small Cap Stock |
Energy Minerals |
Oil & Gas Production |
|
| Roan Resources, Inc. |
ROAN |
Small Cap Stock |
Energy Minerals |
Integrated Oil |
|
| Chesapeake Energy Corp. |
CHK-D |
|
Energy Minerals |
Oil & Gas Production |
|
| Unit Corp. |
UNT |
Small Cap Stock |
Energy Minerals |
Oil & Gas Production |
|
| Approach Resources, Inc. |
AREX |
Small Cap Stock |
Energy Minerals |
Oil & Gas Production |
|
| Lonestar Resources US, Inc. |
LONE |
Small Cap Stock |
Energy Minerals |
Oil & Gas Production |
|
| Extraction Oil & Gas, Inc. |
XOG |
Small Cap Stock |
Energy Minerals |
Oil & Gas Production |
|
| SRC Energy, Inc. |
SRCI |
Small Cap Stock |
Energy Minerals |
Oil & Gas Production |
|
| Yuma Energy, Inc. |
YUMA |
Small Cap Stock |
Energy Minerals |
Oil & Gas Production |
|
| Encana Corp. |
ECA |
Mid Cap Stock |
Energy Minerals |
Oil & Gas Production |
|
| ECA Marcellus Trust I |
ECT |
Small Cap Stock |
Energy Minerals |
Oil & Gas Production |
|
| Montage Resources Corp. |
MR |
Small Cap Stock |
Energy Minerals |
Oil & Gas Production |
|
| Two River Bancorp |
TRCB |
Small Cap Stock |
Finance |
Regional Banks |
|
| Old Second Capital Trust I |
OSBCP |
|
Finance |
Finance/Rental/Leasing |
|
| MS Structured SATURNS Series 2007-1 |
HJV |
Small Cap Stock |
Finance |
Finance/Rental/Leasing |
|
| Bancorp of New Jersey, Inc. |
BKJ |
Small Cap Stock |
Finance |
Regional Banks |
|
| DiamondPeak Holdings Corp. |
DPHC |
Small Cap Stock |
Finance |
Financial Conglomerates |
|
| PennantPark Investment Corp. |
PNNTG |
|
Finance |
Investment Managers |
|
| Benefytt Technologies, Inc. |
BFYT |
Small Cap Stock |
Finance |
Insurance Brokers/Services |
|
| Southwest Georgia Financial Corp. |
SGB |
Small Cap Stock |
Finance |
Regional Banks |
|
| Cullen/Frost Bankers, Inc. |
CFR-A |
|
Finance |
Regional Banks |
|
| Digital Realty Trust, Inc. |
DLR-I |
Real Estate |
Finance |
Real Estate Investment Trusts |
|
| Blue Capital Reinsurance Holdings Ltd. |
BCRH |
Small Cap Stock |
Finance |
Property/Casualty Insurance |
|
| Royal Bank of Scotland Group Plc |
RBS |
Large Cap Stock |
Finance |
Major Banks |
|
| NextEra Energy Capital Holdings, Inc. |
NEE-K |
|
Finance |
Finance/Rental/Leasing |
|
| Digital Realty Trust, Inc. |
DLR-G |
Real Estate |
Finance |
Real Estate Investment Trusts |
|
| CABCO Series 2004-101 Trust Goldman Sachs Capital I |
GYB |
|
Finance |
Finance/Rental/Leasing |
|
| Bank of America Corp. |
BAC-Y |
|
Finance |
Major Banks |
|
| Virtus Investment Partners, Inc. |
VRTSP |
|
Finance |
Investment Managers |
|
| Legg Mason, Inc. |
LMHA |
Small Cap Stock |
Finance |
Investment Managers |
|
| CF Finance Acquisition Corp. |
CFFAW |
Warrant |
Finance |
Financial Conglomerates |
|
| Morgan Stanley |
MS-G |
|
Finance |
Investment Banks/Brokers |
|
| Insurance Acquisition Corp. |
INSUW |
Warrant |
Finance |
Financial Conglomerates |
|
| AGNC Investment Corp. |
AGNCB |
|
Finance |
Real Estate Investment Trusts |
|
| Bancorp 34, Inc. |
BCTF |
Small Cap Stock |
Finance |
Savings Banks |
|
| Netfin Acquisition Corp. |
NFINW |
Warrant |
Finance |
Financial Conglomerates |
|
| Netfin Acquisition Corp. |
NFINU |
Unit |
Finance |
Financial Conglomerates |
|
| Senior Housing Properties Trust |
SNHNL |
|
Finance |
Real Estate Investment Trusts |
|
| Mosaic Acquisition Corp. |
MOSC+ |
Warrant |
Finance |
Financial Conglomerates |
|
| DNB Financial Corp. (Pennsylvania) |
DNBF |
Small Cap Stock |
Finance |
Major Banks |
|
| MSB Financial Corp. |
MSBF |
Small Cap Stock |
Finance |
Savings Banks |
|
| Regalwood Global Energy Ltd. |
RWGE+ |
Warrant |
Finance |
Financial Conglomerates |
|
| Zions Bancorporation |
ZB-G |
|
Finance |
Major Banks |
|
| Forum Merger Ii Corp. |
FMCIW |
Warrant |
Finance |
Financial Conglomerates |
|
| Golden Bull Ltd. |
DNJR |
Small Cap Stock |
Finance |
Finance/Rental/Leasing |
|
| Nebula Acquisition Corp. |
NEBUW |
Warrant |
Finance |
Financial Conglomerates |
|
| ChaSerg Technology Acquisition Corp. |
CTACW |
Warrant |
Finance |
Financial Conglomerates |
|
| China Internet Nationwide Financial Services, Inc. |
CIFS |
Small Cap Stock |
Finance |
Financial Conglomerates |
|
| Zions Bancorporation |
ZB-A |
|
Finance |
Major Banks |
|
| IBERIABANK Corp. |
IBKC |
Mid Cap Stock |
Finance |
Savings Banks |
|
| People's Utah Bancorp |
PUB |
Small Cap Stock |
Finance |
Regional Banks |
|
| IBERIABANK Corp. |
IBKCP |
Small Cap Stock |
Finance |
Savings Banks |
|
| 8i Enterprises Acquisition Corp. |
JFKKR |
Right |
Finance |
Financial Conglomerates |
|
| Prospect Capital Corp. |
PBC |
|
Finance |
Investment Managers |
|
| THL Credit, Inc. |
TCRZ |
Small Cap Stock |
Finance |
Investment Managers |
|
| Ottawa Bancorp, Inc. |
OTTW |
Small Cap Stock |
Finance |
Savings Banks |
|
| Proficient Alpha Acquisition Corp. |
PAAC |
Small Cap Stock |
Finance |
Financial Conglomerates |
|
| Opus Bank |
OPB |
Small Cap Stock |
Finance |
Regional Banks |
|
| OFS Capital Corp. |
OFSSZ |
|
Finance |
Investment Managers |
|
| Legacy Acquisition Corp. |
LGC+ |
Warrant |
Finance |
Financial Conglomerates |
|
| Pure Acquisition Corp. |
PACQW |
Warrant |
Finance |
Investment Banks/Brokers |
|
| Legg Mason, Inc. |
LMHB |
Small Cap Stock |
Finance |
Investment Managers |
|
| Aircastle Ltd. |
AYR |
Mid Cap Stock |
Finance |
Finance/Rental/Leasing |
|
| Pure Acquisition Corp. |
PACQU |
Unit |
Finance |
Investment Banks/Brokers |
|
| Act II Global Acquisition Corp. |
ACTTU |
Unit |
Finance |
Financial Conglomerates |
|
| Kimco Realty Corp. |
KIM-J |
|
Finance |
Real Estate Investment Trusts |
|
| Pure Acquisition Corp. |
PACQ |
Small Cap Stock |
Finance |
Investment Banks/Brokers |
|
| DiamondPeak Holdings Corp. |
DPHCU |
Unit |
Finance |
Financial Conglomerates |
|
| JMP Group, Inc. |
JMPD |
Small Cap Stock |
Finance |
Investment Banks/Brokers |
|
| JMP Group LLC |
JMPE |
|
Finance |
Investment Banks/Brokers |
|
| Netfin Acquisition Corp. |
NFIN |
Small Cap Stock |
Finance |
Financial Conglomerates |
|
| Nebula Acquisition Corp. |
NEBU |
Small Cap Stock |
Finance |
Financial Conglomerates |
|
| PPDAI Group, Inc. |
PPDF |
Mid Cap Stock |
Finance |
Finance/Rental/Leasing |
|
| KBL Merger Corp. IV |
KBLMU |
Unit |
Finance |
Financial Conglomerates |
|
| Health Sciences Acquisitions Corp. |
HSAC |
|
Finance |
Financial Conglomerates |
|
| Health Insurance Innovations, Inc. |
HIIQ |
Small Cap Stock |
Finance |
Insurance Brokers/Services |
|
| Wealthbridge Acquisition Ltd. |
HHHH |
Small Cap Stock |
Finance |
Financial Conglomerates |
|
| Gores Holdings III, Inc. |
GRSH |
Small Cap Stock |
Finance |
Financial Conglomerates |
|
| KBL Merger Corp. IV |
KBLMW |
Warrant |
Finance |
Financial Conglomerates |
|
| Gordon Pointe Acquisition Corp. |
GPAQ |
Small Cap Stock |
Finance |
Financial Conglomerates |
|
| Health Sciences Acquisitions Corp. |
HSACW |
Warrant |
Finance |
Financial Conglomerates |
|
| CBL & Associates Properties, Inc. |
CBL-D |
|
Finance |
Real Estate Investment Trusts |
|
| Merida Merger Corp. I |
MCMJU |
Unit |
Finance |
Financial Conglomerates |
|
| OHA Investment Corp. |
OHAI |
Small Cap Stock |
Finance |
Investment Managers |
|
| Brookfield Property REIT, Inc. |
BPRAP |
|
Finance |
Real Estate Investment Trusts |
|
| Jernigan Capital, Inc. |
JCAP-B |
|
Finance |
Real Estate Development |
|
| Senior Housing Properties Trust |
SNH |
Real Estate |
Finance |
Real Estate Investment Trusts |
|
| BOK Financial Corp. |
BOKFL |
Small Cap Stock |
Finance |
Regional Banks |
|
| BB&T Corp. |
BBT-H |
|
Finance |
Major Banks |
|
| Ladenburg Thalmann Financial Services, Inc. |
LTSH |
|
Finance |
Investment Banks/Brokers |
|
| Mobile Mini, Inc. |
MINI |
Small Cap Stock |
Finance |
Finance/Rental/Leasing |
|
| Forum Merger Ii Corp. |
FMCI |
Small Cap Stock |
Finance |
Financial Conglomerates |
|
| First Internet Bancorp |
INBKL |
Small Cap Stock |
Finance |
Regional Banks |
|
| FinTech Acquisition Corp. III |
FTAC |
Small Cap Stock |
Finance |
Financial Conglomerates |
|
| Wealthbridge Acquisition Ltd. |
HHHHW |
Warrant |
Finance |
Financial Conglomerates |
|
| First Republic Bank (San Francisco, California) |
FRC-F |
|
Finance |
Regional Banks |
|
| Brookfield Property REIT, Inc. |
BPR |
|
Finance |
Real Estate Investment Trusts |
|
| Boxwood Merger Corp. |
BWMC |
Small Cap Stock |
Finance |
Financial Conglomerates |
|
| RenaissanceRe Holdings Ltd. |
RNR-C |
|
Finance |
Property/Casualty Insurance |
|
| Fellazo, Inc. |
FLLC |
Small Cap Stock |
Finance |
Financial Conglomerates |
|
| Boxwood Merger Corp. |
BWMCU |
Unit |
Finance |
Financial Conglomerates |
|
| Liberty Property Trust |
LPT |
Real Estate |
Finance |
Real Estate Investment Trusts |
|
| AXIS Capital Holdings Ltd. |
AXS-D |
|
Finance |
Multi-Line Insurance |
|
| AEGON NV |
AEH |
Small Cap Stock |
Finance |
Multi-Line Insurance |
|
| MutualFirst Financial, Inc. |
MFSF |
Small Cap Stock |
Finance |
Regional Banks |
|
| Gladstone Capital Corp. |
GLADD |
|
Finance |
Investment Managers |
|
| Proficient Alpha Acquisition Corp. |
PAACR |
Right |
Finance |
Financial Conglomerates |
|
| GigCapital, Inc. |
GIG+ |
Warrant |
Finance |
Financial Conglomerates |
|
| Quarterhill, Inc. |
QTRH |
Small Cap Stock |
Finance |
Financial Conglomerates |
|
| Ambac Financial Group, Inc. |
AMBCW |
Warrant |
Finance |
Specialty Insurance |
|
| Spartan Energy Acquisition Corp. |
SPAQ+ |
Warrant |
Finance |
Financial Conglomerates |
|
| Spirit MTA REIT |
SMTA |
|
Finance |
Real Estate Investment Trusts |
|
| Wells Fargo Real Estate Investment Corp. |
WFE-A |
|
Finance |
Real Estate Investment Trusts |
|
| Global Indemnity Ltd. |
GBLIZ |
|
Finance |
Property/Casualty Insurance |
|
| NextEra Energy Capital Holdings, Inc. |
NEE-J |
|
Finance |
Finance/Rental/Leasing |
|
| Pivotal Acquisition Corp. |
PVT+ |
Warrant |
Finance |
Financial Conglomerates |
|
| Pensare Acquisition Corp. |
WRLS |
Small Cap Stock |
Finance |
Financial Conglomerates |
|
| Colony Capital, Inc. |
CLNY-E |
|
Finance |
Real Estate Investment Trusts |
|
| First Defiance Financial Corp. |
FDEF |
Small Cap Stock |
Finance |
Savings Banks |
|
| Caliber Home Loans, Inc. |
HOMS |
Small Cap Stock |
Finance |
Finance/Rental/Leasing |
|
| Proficient Alpha Acquisition Corp. |
PAACU |
Unit |
Finance |
Financial Conglomerates |
|
| The Allstate Corp. |
ALL-A |
|
Finance |
Property/Casualty Insurance |
|
| Old Line Bancshares, Inc. |
OLBK |
Small Cap Stock |
Finance |
Regional Banks |
|
| Capital One Financial Corp. |
COF-D |
|
Finance |
Major Banks |
|
| Pensare Acquisition Corp. |
WRLSR |
Right |
Finance |
Financial Conglomerates |
|
| Prudential Financial, Inc. |
PJH |
Small Cap Stock |
Finance |
Financial Conglomerates |
|
| ChaSerg Technology Acquisition Corp. |
CTAC |
Small Cap Stock |
Finance |
Financial Conglomerates |
|
| Orisun Acquisition Corp. |
ORSNU |
Unit |
Finance |
Financial Conglomerates |
|
| STRATS Trust for News Corp. Series 2006-4 |
GJV |
Small Cap Stock |
Finance |
Finance/Rental/Leasing |
|
| 8i Enterprises Acquisition Corp. |
JFK |
Small Cap Stock |
Finance |
Financial Conglomerates |
|
| Zions Bancorporation |
ZIONW |
Warrant |
Finance |
Major Banks |
|
| Zions Bancorporation |
ZBK |
Small Cap Stock |
Finance |
Major Banks |
|
| JPMorgan Chase & Co. |
JPM-F |
|
Finance |
Major Banks |
|
| Civista Bancshares, Inc. |
CIVBP |
|
Finance |
Regional Banks |
|
| Pensare Acquisition Corp. |
WRLSU |
Unit |
Finance |
Financial Conglomerates |
|
| Legg Mason, Inc. |
LM |
Mid Cap Stock |
Finance |
Investment Managers |
|
| Healthcare Merger Corp. |
HCCO |
Small Cap Stock |
Finance |
Financial Conglomerates |
|
| Orisun Acquisition Corp. |
ORSN |
Small Cap Stock |
Finance |
Financial Conglomerates |
|
| Proficient Alpha Acquisition Corp. |
PAACW |
Warrant |
Finance |
Financial Conglomerates |
|
| Positive Physicians Holdings, Inc. |
PPHI |
Small Cap Stock |
Finance |
Property/Casualty Insurance |
|
| Majesco |
MJCO |
Small Cap Stock |
Finance |
Insurance Brokers/Services |
|
| BB&T Corp. |
BBT |
Large Cap Stock |
Finance |
Major Banks |
|
| Ladenburg Thalmann Financial Services, Inc. |
LTS |
Small Cap Stock |
Finance |
Investment Banks/Brokers |
|
| Trinity Merger Corp. |
TMCX |
Small Cap Stock |
Finance |
Financial Conglomerates |
|
| Trinity Merger Corp. |
TMCXW |
Warrant |
Finance |
Financial Conglomerates |
|
| Trinity Merger Corp. |
TMCXU |
Unit |
Finance |
Financial Conglomerates |
|
| TKK Symphony Acquisition Corp. |
TKKSW |
Warrant |
Finance |
Financial Conglomerates |
|
| TKK Symphony Acquisition Corp. |
TKKSR |
Right |
Finance |
Financial Conglomerates |
|
| Alcentra Capital Corp. |
ABDC |
Small Cap Stock |
Finance |
Investment Managers |
|
| Tiberius Acquisition Corp. |
TIBRW |
Warrant |
Finance |
Financial Conglomerates |
|
| Tiberius Acquisition Corp. |
TIBRU |
Unit |
Finance |
Financial Conglomerates |
|
| Oaktree Specialty Lending Corp. |
OSLE |
Small Cap Stock |
Finance |
Investment Managers |
|
| Delmar Bancorp |
DBCP |
Small Cap Stock |
Finance |
Regional Banks |
|
| Federated Investors, Inc. |
FII |
Mid Cap Stock |
Finance |
Investment Managers |
|
| State Street Corp. |
STT-C |
|
Finance |
Regional Banks |
|
| Tortoise Acquisition Corp. |
SHLL+ |
Warrant |
Finance |
Financial Conglomerates |
|
| FGL Holdings |
FG+ |
Warrant |
Finance |
Life/Health Insurance |
|
| Gordon Pointe Acquisition Corp. |
GPAQW |
Warrant |
Finance |
Financial Conglomerates |
|
| Collier Creek Holdings |
CCH+ |
Warrant |
Finance |
Financial Conglomerates |
|
| Jernigan Capital, Inc. |
JCAP |
Small Cap Stock |
Finance |
Real Estate Development |
|
| FinTech Acquisition Corp. III |
FTACU |
Unit |
Finance |
Financial Conglomerates |
|
| HSBC Holdings Plc |
HSBC-A |
|
Finance |
Major Banks |
|
| Crown Castle International Corp. |
CCI-A |
|
Finance |
Real Estate Investment Trusts |
|
| SB One Bancorp |
SBBX |
Small Cap Stock |
Finance |
Regional Banks |
|
| Deutsche Bank Contingent Capital Trust V |
DKT |
|
Finance |
Finance/Rental/Leasing |
|
| BB&T Corp. |
BBT-F |
|
Finance |
Major Banks |
|
| Wins Finance Holdings, Inc. |
WINS |
Small Cap Stock |
Finance |
Financial Conglomerates |
|
| BB&T Corp. |
BBT-G |
|
Finance |
Major Banks |
|
| Oaktree Specialty Lending Corp. |
OCSLL |
Small Cap Stock |
Finance |
Investment Managers |
|
| Commerce Bancshares, Inc. (Missouri) |
CBSHP |
|
Finance |
Regional Banks |
|
| Zions Bancorporation |
ZB-H |
|
Finance |
Major Banks |
|
| CF Finance Acquisition Corp. |
CFFAU |
Unit |
Finance |
Financial Conglomerates |
|
| FinTech Acquisition Corp. III |
FTACW |
Warrant |
Finance |
Financial Conglomerates |
|
| ING Groep NV |
ISG |
Small Cap Stock |
Finance |
Financial Conglomerates |
|
| Gores Holdings III, Inc. |
GRSHW |
Warrant |
Finance |
Financial Conglomerates |
|
| FlexShopper, Inc. |
FPAYW |
Warrant |
Finance |
Finance/Rental/Leasing |
|
| United Community Financial Corp. |
UCFC |
Small Cap Stock |
Finance |
Savings Banks |
|
| GAIN Capital Holdings, Inc. |
GCAP |
Small Cap Stock |
Finance |
Investment Banks/Brokers |
|
| Deutsche Bank Contingent Capital Trust II |
DXB |
|
Finance |
Finance/Rental/Leasing |
|
| Graf Industrial Corp. |
GRAF+ |
Warrant |
Finance |
Financial Conglomerates |
|
| Therapeutics Acquisition Corp. |
TXAC |
Small Cap Stock |
Finance |
Financial Conglomerates |
|
| Yintech Investment Holdings Ltd. |
YIN |
Small Cap Stock |
Finance |
Investment Banks/Brokers |
|
| UMH Properties, Inc. |
UMH-B |
|
Finance |
Real Estate Investment Trusts |
|
| TKK Symphony Acquisition Corp. |
TKKS |
Small Cap Stock |
Finance |
Financial Conglomerates |
|
| Piper Jaffray Cos. |
PJC |
Small Cap Stock |
Finance |
Investment Banks/Brokers |
|
| The PNC Financial Services Group, Inc. |
PNC-Q |
|
Finance |
Major Banks |
|
| Franklin Financial Network, Inc. |
FSB |
Small Cap Stock |
Finance |
Regional Banks |
|
| TKK Symphony Acquisition Corp. |
TKKSU |
Unit |
Finance |
Financial Conglomerates |
|
| CF Finance Acquisition Corp. |
CFFA |
Small Cap Stock |
Finance |
Financial Conglomerates |
|
| Fortress Value Acquisition Corp. |
FVAC |
Small Cap Stock |
Finance |
Financial Conglomerates |
|
| BBX Capital Corp. |
BBX |
Small Cap Stock |
Finance |
Savings Banks |
|
| Diamond Eagle Acquisition Corp. |
DEACW |
Warrant |
Finance |
Financial Conglomerates |
|
| Gordon Pointe Acquisition Corp. |
GPAQU |
Unit |
Finance |
Financial Conglomerates |
|
| DiamondPeak Holdings Corp. |
DPHCW |
Warrant |
Finance |
Financial Conglomerates |
|
| Capital One Financial Corp. |
COF-P |
|
Finance |
Major Banks |
|
| Carolina Financial Corp. |
CARO |
Small Cap Stock |
Finance |
Regional Banks |
|
| Entegra Financial Corp. |
ENFC |
Small Cap Stock |
Finance |
Regional Banks |
|
| ChaSerg Technology Acquisition Corp. |
CTACU |
Unit |
Finance |
Financial Conglomerates |
|
| Capital One Financial Corp. |
COF-C |
|
Finance |
Major Banks |
|
| Fellazo, Inc. |
FLLCU |
Unit |
Finance |
Financial Conglomerates |
|
| PS Business Parks, Inc. |
PSB-V |
|
Finance |
Real Estate Investment Trusts |
|
| State Street Corp. |
STT-E |
|
Finance |
Regional Banks |
|
| Corporate Backed Trust Certificates |
KTP |
|
Finance |
Finance/Rental/Leasing |
|
| Public Storage |
PSA-A |
|
Finance |
Real Estate Investment Trusts |
|
| Colony Capital, Inc. |
CLNY-B |
|
Finance |
Real Estate Investment Trusts |
|
| Ladenburg Thalmann Financial Services, Inc. |
LTSL |
Small Cap Stock |
Finance |
Investment Banks/Brokers |
|
| Ladenburg Thalmann Financial Services, Inc. |
LTSK |
|
Finance |
Investment Banks/Brokers |
|
| Boxwood Merger Corp. |
BWMCW |
Warrant |
Finance |
Financial Conglomerates |
|
| Ladenburg Thalmann Financial Services, Inc. |
LTS-A |
|
Finance |
Investment Banks/Brokers |
|
| B. Riley Principal Merger Corp. |
BRPM+ |
Warrant |
Finance |
Financial Conglomerates |
|
| 8i Enterprises Acquisition Corp. |
JFKKW |
Warrant |
Finance |
Financial Conglomerates |
|
| 8i Enterprises Acquisition Corp. |
JFKKU |
Unit |
Finance |
Financial Conglomerates |
|
| B. Riley Principal Merger Corp. II |
BMRG |
Small Cap Stock |
Finance |
Finance/Rental/Leasing |
|
| Gores Holdings III, Inc. |
GRSHU |
Unit |
Finance |
Financial Conglomerates |
|
| Chesapeake Granite Wash Trust |
CHKR |
Small Cap Stock |
Finance |
Regional Banks |
|
| E*TRADE Financial Corp. |
ETFC |
Large Cap Stock |
Finance |
Investment Banks/Brokers |
|
| US Well Services, Inc. |
USWSW |
Warrant |
Finance |
Financial Conglomerates |
|
| CenterState Bank Corp. |
CSFL |
Mid Cap Stock |
Finance |
Regional Banks |
|
| ARYA Sciences Acquisition Corp. II |
ARYB |
Small Cap Stock |
Finance |
Financial Conglomerates |
|
| Bioceres Crop Solutions Corp. |
BIOX+ |
Warrant |
Finance |
Financial Conglomerates |
|
| Wealthbridge Acquisition Ltd. |
HHHHU |
Unit |
Finance |
Financial Conglomerates |
|
| Wealthbridge Acquisition Ltd. |
HHHHR |
Right |
Finance |
Financial Conglomerates |
|
| THL Credit, Inc. |
TCRD |
Small Cap Stock |
Finance |
Investment Managers |
|
| THL Credit, Inc. |
TCRW |
|
Finance |
Investment Managers |
|
| Act II Global Acquisition Corp. |
ACTT |
Small Cap Stock |
Finance |
Financial Conglomerates |
|
| Senior Housing Properties Trust |
SNHNI |
Real Estate |
Finance |
Real Estate Investment Trusts |
|
| Fidus Investment Corp. |
FDUSL |
|
Finance |
Investment Managers |
|
| Allegro Merger Corp. |
ALGRU |
Unit |
Finance |
Financial Conglomerates |
|
| SunTrust Banks, Inc. |
STI-A |
|
Finance |
Regional Banks |
|
| Arlington Asset Investment Corp. |
AI-B |
|
Finance |
Real Estate Investment Trusts |
|
| Public Storage |
PSA-X |
|
Finance |
Real Estate Investment Trusts |
|
| New Frontier Corp. |
NFC+ |
Warrant |
Finance |
Financial Conglomerates |
|
| PartnerRe Ltd. |
PRE-F |
|
Finance |
Specialty Insurance |
|
| Public Storage |
PSA-W |
|
Finance |
Real Estate Investment Trusts |
|
| Eagle Financial Bancorp, Inc. |
EFBI |
Small Cap Stock |
Finance |
Savings Banks |
|
| Allegro Merger Corp. |
ALGRW |
Warrant |
Finance |
Financial Conglomerates |
|
| Allegro Merger Corp. |
ALGRR |
Right |
Finance |
Financial Conglomerates |
|
| KBL Merger Corp. IV |
KBLMR |
Right |
Finance |
Financial Conglomerates |
|
| Kayne Anderson MLP/Midstream Investment Co. |
KYN-F |
|
Finance |
Investment Managers |
|
| NextEra Energy Capital Holdings, Inc. |
NEE-I |
|
Finance |
Finance/Rental/Leasing |
|
| Tiberius Acquisition Corp. |
TIBR |
Small Cap Stock |
Finance |
Financial Conglomerates |
|
| CBL & Associates Properties, Inc. |
CBL-E |
|
Finance |
Real Estate Investment Trusts |
|
| Act II Global Acquisition Corp. |
ACTTW |
Warrant |
Finance |
Financial Conglomerates |
|
| ARMOUR Residential REIT, Inc. |
ARR-B |
|
Finance |
Real Estate Investment Trusts |
|
| New Mountain Finance Corp. |
NMFX |
|
Finance |
Investment Managers |
|
| Insurance Acquisition Corp. |
INSU |
Small Cap Stock |
Finance |
Financial Conglomerates |
|
| PreferredPlus Trust |
PIY |
|
Finance |
Finance/Rental/Leasing |
|
| Reebonz Holding Ltd. |
RBZ |
Small Cap Stock |
Finance |
Financial Conglomerates |
|
| Health Sciences Acquisitions Corp. |
HSACU |
Unit |
Finance |
Financial Conglomerates |
|
| Allegro Merger Corp. |
ALGR |
Small Cap Stock |
Finance |
Financial Conglomerates |
|
| The Hanover Insurance Group, Inc. |
THGA |
Small Cap Stock |
Finance |
Property/Casualty Insurance |
|
| Public Storage |
PSA-V |
|
Finance |
Real Estate Investment Trusts |
|
| W.R. Berkley Corp. |
WRB-B |
|
Finance |
Property/Casualty Insurance |
|
| Insurance Acquisition Corp. |
INSUU |
Unit |
Finance |
Financial Conglomerates |
|
| Twelve Seas Investment Co. |
BROGU |
Unit |
Finance |
Financial Conglomerates |
|
| Twelve Seas Investment Co. |
BROGR |
Right |
Finance |
Financial Conglomerates |
|
| PB Bancorp, Inc. |
PBBI |
Small Cap Stock |
Finance |
Regional Banks |
|
| American Financial Group, Inc. |
AFGH |
|
Finance |
Property/Casualty Insurance |
|
| Ladenburg Thalmann Financial Services, Inc. |
LTSF |
|
Finance |
Investment Banks/Brokers |
|
| Atlas Financial Holdings, Inc. |
AFH |
Small Cap Stock |
Finance |
Property/Casualty Insurance |
|
| Globe Life, Inc. |
GL-C |
|
Finance |
Life/Health Insurance |
|
| IBERIABANK Corp. |
IBKCO |
Small Cap Stock |
Finance |
Savings Banks |
|
| Asta Funding, Inc. |
ASFI |
Small Cap Stock |
Finance |
Finance/Rental/Leasing |
|
| Forum Merger Ii Corp. |
FMCIU |
Unit |
Finance |
Financial Conglomerates |
|
| Dynex Capital, Inc. |
DX-A |
|
Finance |
Real Estate Investment Trusts |
|
| Pensare Acquisition Corp. |
WRLSW |
Warrant |
Finance |
Financial Conglomerates |
|
| VectoIQ Acquisition Corp. |
VTIQ |
Small Cap Stock |
Finance |
Financial Conglomerates |
|
| SITE Centers Corp. |
SITC-J |
|
Finance |
Real Estate Investment Trusts |
|
| TPG Pace Holdings Corp. |
TPGH+ |
Warrant |
Finance |
Financial Conglomerates |
|
| ARYA Sciences Acquisition Corp. |
ARYAU |
Unit |
Finance |
Financial Conglomerates |
|
| Saratoga Investment Corp. |
SAB |
|
Finance |
Investment Managers |
|
| ARYA Sciences Acquisition Corp. |
ARYAW |
Warrant |
Finance |
Financial Conglomerates |
|
| PS Business Parks, Inc. |
PSB-U |
|
Finance |
Real Estate Investment Trusts |
|
| Fellazo, Inc. |
FLLCR |
Right |
Finance |
Financial Conglomerates |
|
| Fellazo, Inc. |
FLLCW |
Warrant |
Finance |
Financial Conglomerates |
|
| Churchill Capital Corp. III |
CCXX |
Small Cap Stock |
Finance |
Financial Conglomerates |
|
| KBL Merger Corp. IV |
KBLM |
Small Cap Stock |
Finance |
Financial Conglomerates |
|
| VectoIQ Acquisition Corp. |
VTIQW |
Warrant |
Finance |
Financial Conglomerates |
|
| Diamond Eagle Acquisition Corp. |
DEAC |
Small Cap Stock |
Finance |
Financial Conglomerates |
|
| VectoIQ Acquisition Corp. |
VTIQU |
Unit |
Finance |
Financial Conglomerates |
|
| Software Acquisition Group, Inc. |
SAQN |
Small Cap Stock |
Finance |
Financial Conglomerates |
|
| Arlington Asset Investment Corp. |
AI-C |
|
Finance |
Real Estate Investment Trusts |
|
| JPMorgan Chase & Co. |
JPM-A |
|
Finance |
Major Banks |
|
| Ready Capital Corp. |
RCB |
|
Finance |
Real Estate Investment Trusts |
|
| Northern Trust Corp. |
NTRSP |
Small Cap Stock |
Finance |
Regional Banks |
|
| Diamond Eagle Acquisition Corp. |
DEACU |
Unit |
Finance |
Financial Conglomerates |
|
| On Deck Capital, Inc. |
ONDK |
Small Cap Stock |
Finance |
Finance/Rental/Leasing |
|
| Wellesley Bancorp, Inc. |
WEBK |
Small Cap Stock |
Finance |
Regional Banks |
|
| IBERIABANK Corp. |
IBKCN |
|
Finance |
Savings Banks |
|
| SB Financial Group, Inc. |
SBFGP |
|
Finance |
Financial Conglomerates |
|
| Oritani Financial Corp. |
ORIT |
Small Cap Stock |
Finance |
Savings Banks |
|
| Prudential Plc |
PUK-A |
|
Finance |
Multi-Line Insurance |
|
| Nebula Acquisition Corp. |
NEBUU |
Unit |
Finance |
Financial Conglomerates |
|
| First Eagle Alternative Capital BDC, Inc. |
FCRW |
|
Finance |
Investment Managers |
|
| New Ireland Fund Inc |
IRL |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| City Holding Co. |
CHCO |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Nuveen Select Maturities Municipal Fund |
NIM |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Voya Global Advantage and Premium Opportunity Fund |
IGA |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Westamerica Bancorporation |
WABC |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| UWM Holdings Corporation |
UWMC |
Small Cap Stock |
Finance and Insurance |
Other Activities Related to Credit Intermediation |
|
| Eaton Vance Floating-Rate 2022 Target Term Trust |
EFL |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| MFS Intermediate High Income Fund |
CIF |
Small Cap Stock |
Finance and Insurance |
All Other Insurance Related Activities |
|
| Midland States Bancorp Inc |
MSBIP |
|
Finance and Insurance |
Commercial Banking |
|
| Invesco DB US Dollar Index Trust |
UDN |
Currency |
Finance and Insurance |
Commodity Contracts Dealing |
|
| RiverNorth Opportunities Fund Inc |
RIV |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Hywin Holdings Ltd |
HYW |
|
Finance and Insurance |
Investment Advice |
|
| State Street Corp. |
STT-D |
|
Finance and Insurance |
Commercial Banking |
|
| RLJ Lodging Trust |
RLJ |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Metromile Inc |
MILEW |
Warrant |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| First Citizens Bancshares, Inc (NC) |
FCNCA |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| F&G Annuities & Life Inc |
FG |
Mid Cap Stock |
Finance and Insurance |
Direct Life Insurance Carriers |
|
| Fifth Third Bancorp |
FITBI |
|
Finance and Insurance |
Commercial Banking |
|
| Trustmark Corp. |
TRMK |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Flaherty & Crumrine Total Return Fund Inc |
FLC |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Invesco High Income 2024 Target Term Fund |
IHTA |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| OppFi Inc |
OPFI |
Small Cap Stock |
Finance and Insurance |
Credit Card Issuing |
|
| Aurora Acquisition Corp |
AURCU |
Unit |
Finance and Insurance |
Mortgage and Nonmortgage Loan Brokers |
|
| WisdomTree Trust |
AGZD |
Short Term Bond |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Insight Select Income Fund |
INSI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Eagle Point Credit Company Inc |
ECC-D |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| SmartFinancial Inc |
SMBK |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Nuveen Minnesota Quality Municipal Income Fund |
NMS |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Ready Capital Corp |
RCC |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Wells Fargo & Co. |
WFC-L |
|
Finance and Insurance |
Commercial Banking |
|
| Swk Holdings Corp |
SWKH |
Small Cap Stock |
Finance and Insurance |
International Trade Financing |
|
| Tortoise Power and Energy Infrastructure Fund, Inc. |
TPZ |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Morgan Stanley |
MS-P |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Mizuho Financial Group, Inc. |
MFG |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Renasant Corp. |
RNST |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Nuveen Missouri Quality Municipal Income Fund |
NOM |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Burke & Herbert Financial Services Corp. |
BHRB |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Waterdrop Inc |
WDH |
|
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Apollo Global Management Inc |
APO-A |
|
Finance and Insurance |
Investment Advice |
|
| Home Bancorp Inc |
HBCP |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Richmond Mutual Bancorporation Inc |
RMBI |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| WisdomTree Trust |
IHDG |
Large Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| First Trust Senior Floting Rate Income Fund II |
FCT |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Gabelli Global Utility & Income Trust. |
GLU-A |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| WisdomTree Trust |
NTSX |
Multi-Asset |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| First Trust Dynamic Europe Equity Income Fund |
FDEU |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Douglas Emmett Inc |
DEI |
Mid Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Park National Corp. |
PRK |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| WisdomTree Trust |
DES |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Prospect Capital Corp |
PSEC |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Mr. Cooper Group Inc |
COOP |
Mid Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| National Rural Utilities Coop Finance Corp |
NRUC |
|
Finance and Insurance |
International Trade Financing |
|
| Eagle Point Credit Company Inc |
ECCC |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Putnam Premier Income Trust |
PPT |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| MFS Investment Grade Municipal Trust |
CXH |
Small Cap Stock |
Finance and Insurance |
All Other Insurance Related Activities |
|
| Sun Communities, Inc. |
SUI |
Large Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Huntington Bancshares, Inc. |
HBANL |
|
Finance and Insurance |
Commercial Banking |
|
| LXP Industrial Trust |
LXP-C |
Real Estate |
Finance and Insurance |
Other Financial Vehicles |
|
| Oportun Financial Corp |
OPRT |
Small Cap Stock |
Finance and Insurance |
Credit Card Issuing |
|
| abrdn Global Infrastructure Income Fund |
ASGI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| BankUnited Inc |
BKU |
Mid Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| WisdomTree Trust |
DNL |
Large Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| NSTS Bancorp Inc |
NSTS |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Bank of Hawaii Corp. |
BOH |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Morgan Stanley China A Share Fund Inc |
CAF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Discover Financial Services |
DFS |
Large Cap Stock |
Finance and Insurance |
Credit Card Issuing |
|
| Pacific Premier Bancorp, Inc. |
PPBI |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Western Asset Investment Grade Defined Opportunity Trust Inc |
IGI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| SelectQuote Inc |
SLQT |
Small Cap Stock |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Northern Trust Corp. |
NTRS |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| One Liberty Properties, Inc. |
OLP |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Bank of Montreal |
OILD |
Commodities |
Finance and Insurance |
Commercial Banking |
|
| MidWestOne Financial Group Inc |
MOFG |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Hippo Holdings Inc |
HIPO |
Small Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| WisdomTree Trust |
RESP |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| ClearBridge Energy Midstream Opportunity Fund Inc |
EMO |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Allstate Corp (The) |
ALL-H |
|
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|