| Name |
Ticker |
Asset Class |
Sector |
Industry |
Flags |
| Primerica Inc |
PRI |
Mid Cap Stock |
Finance and Insurance |
Direct Life Insurance Carriers |
|
| Monroe Capital Corp |
MRCC |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Huize Holding Ltd |
HUIZ |
|
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| RENN Fund Inc |
RCG |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Greenlight Capital Re Ltd |
GLRE |
Small Cap Stock |
Finance and Insurance |
Reinsurance Carriers |
|
| Plymouth Industrial Reit Inc |
PLYM |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| WisdomTree Trust |
ELD |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| ClearBridge MLP and Midstream Total Return Fund Inc |
CTR |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Civista Bancshares Inc |
CIVB |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Affiliated Managers Group Inc. |
MGRD |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Pimco Income Strategy Fund |
PFL |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Customers Bancorp Inc |
CUBI |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Apollo Asset Management Inc |
AAM-A |
|
Finance and Insurance |
Investment Advice |
|
| Cadence Bank |
CADE-A |
|
Finance and Insurance |
Commercial Banking |
|
| Pimco New York Municipal Income Fund |
PNF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| SuRo Capital Corp |
SSSSL |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Invesco Mortgage Capital Inc |
IVR |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Owl Rock Capital Corp |
ORCC |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Oaktree Capital Group LLC |
OAK-B |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Southern First Bancshares Inc |
SFST |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Sezzle Inc. |
SEZL |
Small Cap Stock |
Finance and Insurance |
Credit Card Issuing |
|
| Morgan Stanley |
MS-I |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Stock Yards Bancorp Inc |
SYBT |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| BlackRock MuniYield New Jersey Fund Inc |
MYJ |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| WisdomTree Trust |
CEW |
Currency |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Netcapital Inc |
NCPLW |
Warrant |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Glacier Bancorp, Inc. |
GBCI |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Tectonic Financial Inc. |
TECTP |
|
Finance and Insurance |
Commercial Banking |
|
| W.R. Berkley Corp. |
WRB |
Large Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Plumas Bancorp. |
PLBC |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| BlackRock TCP Capital Corp |
TCPC |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| WSFS Financial Corp. |
WSFS |
Mid Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Virtus Equity & Convertible Income Fund |
NIE |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Templeton Emerging Markets Income Fund Inc |
TEI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| RPT Realty |
RPT |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Kilroy Realty Corp. |
KRC |
Mid Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Gladstone Investment Corporation |
GAINN |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Sprott Focus Trust Inc |
FUND |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Putnam Managed Municipal Income Trust. |
PMM |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Cherry Hill Mortgage Investment Corporation |
CHMI-B |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Tanger Inc. |
SKT |
Mid Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Truist Financial Corporation |
TFC-O |
|
Finance and Insurance |
Commercial Banking |
|
| Synchrony Financial |
SYF |
Large Cap Stock |
Finance and Insurance |
All Other Nondepository Credit Intermediation |
|
| Houlihan Lokey Inc |
HLI |
Mid Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Virtus Convertible & Income Fund II |
NCZ |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Aspen Insurance Holdings Ltd. |
AHL-E |
|
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| BNY Mellon Municipal Income Inc |
DMF |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Global Net Lease Inc |
GNL |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Global Net Lease Inc |
GNL-D |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Goldman Sachs Physical Gold ETF Trust |
AAAU |
Commodities |
Finance and Insurance |
Commodity Contracts Dealing |
|
| CBL& Associates Properties, Inc. |
CBL |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Stifel Financial Corp. |
SF |
Mid Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| WisdomTree Trust |
CXSE |
Large Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Mid-Southern Bancorp Inc |
MSVB |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Gladstone Land Corp |
LANDM |
|
Finance and Insurance |
Other Financial Vehicles |
|
| CaliberCos Inc |
CWD |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| WisdomTree Trust |
WDNA |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Eagle Point Credit Company Inc |
ECC-D |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Gladstone Investment Corporation |
GAINL |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| WhiteHorse Finance Inc |
WHF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Arbor Realty Trust Inc. |
ABR-D |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Saratoga Investment Corp |
SAT |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Veritex Holdings Inc |
VBTX |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Pacwest Bancorp |
PACWP |
|
Finance and Insurance |
Commercial Banking |
|
| Central Securities Corp |
CET |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| WisdomTree Trust |
GTR |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| High Income Securities Fund |
PCF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| KKR & Co. Inc |
KKR-C |
|
Finance and Insurance |
Investment Advice |
|
| Argo Group International Holdings Ltd |
ARGO |
Small Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Penns Woods Bancorp, Inc. |
PWOD |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Bank of Montreal |
JETD |
|
Finance and Insurance |
Commercial Banking |
|
| Western Alliance Bancorp |
WAL-A |
|
Finance and Insurance |
Commercial Banking |
|
| Trinity Capital Inc |
TRIN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Northrim Bancorp, Inc. |
NRIM |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Rithm Capital Corporation |
RITM |
Mid Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Simmons First National Corp. |
SFNC |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Apollo Global Management Inc |
APO-A |
|
Finance and Insurance |
Investment Advice |
|
| BlackRock Enhanced Equity Dividend Trust |
BDJ |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Summit Financial Group Inc |
SMMF |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Essent Group Ltd |
ESNT |
Mid Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Regions Financial Corp. |
RF-B |
|
Finance and Insurance |
Commercial Banking |
|
| SouthState Corporation |
SSB |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| WisdomTree Trust |
DEW |
Large Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| B. Riley Financial Inc |
RILYZ |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| PennantPark Investment Corporation |
PNNT |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Weyerhaeuser Co. |
WY |
Large Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| UDR Inc |
UDR |
Large Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Unico American Corp. |
UNAM |
Small Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Metropolitan Bank Holding Corp |
MCB |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Eagle Point Credit Company Inc |
ECCC |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Gabelli Utility Trust |
GUT-C |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| B. Riley Financial Inc |
RILY |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Forge Global Holdings Inc |
FRGE |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Invesco DB Multi-Sector Commodity Trust |
DBO |
Commodities |
Finance and Insurance |
Commodity Contracts Dealing |
|
| JPMorgan Chase & Co. |
AMJ |
Multi Cap |
Finance and Insurance |
Commercial Banking |
|
| Virtus Global Multi-Sector Income Fund |
VGI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Itau Unibanco Holding S.A. |
ITUB |
|
Finance and Insurance |
Commercial Banking |
|
| UMH Properties Inc |
UMH |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Brookfield Asset Management Ltd |
BAM |
Large Cap Stock |
Finance and Insurance |
Portfolio Management |
|
| Allstate Corp (The) |
ALL |
Large Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Assetmark Financial Holdings Inc |
AMK |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| WisdomTree Trust |
PLAT |
Multi Cap |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| LXP Industrial Trust |
LXP-C |
Real Estate |
Finance and Insurance |
Other Financial Vehicles |
|
| Deutsche Bank AG |
DB |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Swiss Helvetia Fund Inc |
SWZ |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Elevance Health Inc |
ELV |
Large Cap Stock |
Finance and Insurance |
Direct Health and Medical Insurance Carriers |
|
| Allstate Corp (The) |
ALL-B |
|
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| WisdomTree Trust |
DNL |
Large Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Cohen & Steers Inc. |
CNS |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Nuveen Senior Income Fund |
NSL |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Bank of Hawaii Corp. |
BOH |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| BlackRock Virginia Municipal Bond Trust. |
BHV |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| KB Financial Group Inc |
KB |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| WisdomTree Trust |
SHAG |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Western New England Bancorp Inc |
WNEB |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| BlackRock Income Trust Inc |
BKT |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Barclays Bank PLC |
JJP |
Commodities |
Finance and Insurance |
Commercial Banking |
|
| STAG Industrial Inc |
STAG |
Mid Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| First Bank (NJ) |
FRBA |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Gabelli Equity Trust Inc. |
GAB |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Cohen & Steers Total Return Realty Fund Inc |
RFI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Nuveen Municipal High Income Opportunity Fund |
NMZ |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Ameriprise Financial Inc |
AMP |
Large Cap Stock |
Finance and Insurance |
Investment Advice |
|
| Atlanticus Holdings Corp |
ATLC |
Small Cap Stock |
Finance and Insurance |
Credit Card Issuing |
|
| Huntington Bancshares, Inc. |
HBANP |
|
Finance and Insurance |
Commercial Banking |
|
| First Commonwealth Financial Corp. |
FCF |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| OppFi Inc |
OPFI+ |
Warrant |
Finance and Insurance |
Credit Card Issuing |
|
| Vornado Realty Trust |
VNO-N |
|
Finance and Insurance |
Other Financial Vehicles |
|
| ACRES Commercial Realty Corp |
ACR-C |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Better Home & Finance Holding Co. |
BETRW |
Warrant |
Finance and Insurance |
Mortgage and Nonmortgage Loan Brokers |
|
| Bit Digital Inc |
BTBT |
Small Cap Stock |
Finance and Insurance |
Credit Card Issuing |
|
| Atlantic American Corp. |
AAME |
Small Cap Stock |
Finance and Insurance |
Third Party Administration of Insurance and Pension Funds |
|
| Mercury General Corp. |
MCY |
Mid Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Bank Of New York Mellon Corp |
BK |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Horizon Bancorp Inc (IN) |
HBNC |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Invesco Senior Income Trust |
VVR |
Small Cap Stock |
Finance and Insurance |
International Trade Financing |
|
| Wesbanco, Inc. |
WSBC |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| ICICI Bank Ltd. |
IBN |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Futu Holdings Ltd |
FUTU |
|
Finance and Insurance |
Securities Brokerage |
|
| National Storage Affiliates Trust |
NSA |
Mid Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Eagle Point Income Company Inc |
EICB |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Arch Capital Group Ltd |
ACGL |
Large Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| John Hancock Preferred Income Fund |
HPI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Goldman Sachs Group, Inc. |
GS-J |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| U.S. Bancorp. |
USB-Q |
|
Finance and Insurance |
Commercial Banking |
|
| Nuveen New York AMT-Free Quality Municipal Income Fund |
NRK |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| North European Oil Royalty Trust |
NRT |
Unit |
Finance and Insurance |
Miscellaneous Intermediation |
|
| WisdomTree Trust |
WCLD |
Multi Cap |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Regency Centers Corporation |
REGCO |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Oxford Square Capital Corp |
OXSQZ |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| WisdomTree Trust |
EUDG |
Large Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Madison Covered Call & Equity Strategy Fund |
MCN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Pebblebrook Hotel Trust |
PEB |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| WisdomTree Trust |
RESP |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| AMTD IDEA Group |
AMTD |
Large Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Western Asset Global High Income Fund Inc |
EHI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Carlyle Secured Lending Inc |
CGBD |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Eagle Point Income Company Inc |
EIC |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Metaurus Equity Component Trust |
IDIV |
Multi-Asset |
Finance and Insurance |
Commodity Contracts Dealing |
|
| German American Bancorp Inc |
GABC |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| United Bancorp, Inc. (Martins Ferry, OH) |
UBCP |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Regions Financial Corp. |
RF-E |
|
Finance and Insurance |
Commercial Banking |
|
| LendingTree Inc. |
TREE |
Small Cap Stock |
Finance and Insurance |
Mortgage and Nonmortgage Loan Brokers |
|
| Franklin Street Properties Corp. |
FSP |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Cross Timbers Royalty Trust |
CRT |
Small Cap Stock |
Finance and Insurance |
Miscellaneous Intermediation |
|
| Principal Real Estate Income Fund |
PGZ |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| W.R. Berkley Corp. |
WRB-F |
|
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Prudential Financial Inc. |
PRU |
Large Cap Stock |
Finance and Insurance |
Direct Life Insurance Carriers |
|
| ACRES Commercial Realty Corp |
ACR-D |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Two Harbors Investment Corp |
TWO-C |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Hagerty Inc |
HGTY+ |
Warrant |
Finance and Insurance |
All Other Insurance Related Activities |
|
| Hartford Financial Services Group Inc. |
HIG |
Large Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Merchants Bancorp |
MBINP |
|
Finance and Insurance |
Savings Institutions |
|
| Trinity Capital Inc |
TRINL |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Templeton Emerging Markets Fund |
EMF |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Western Asset High Income Fund II Inc |
HIX |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Saul Centers, Inc. |
BFS-E |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Moelis & Co |
MC |
Mid Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund |
PTA |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| WisdomTree Trust |
DWMF |
Large Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| BlackRock Long-Term Municipal Advantage Trust |
BTA |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| First Guaranty Bancshares Inc |
FGBI |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| 180 Degree Capital Corp |
TURN |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Western Asset High Income Opportunity Fund Inc |
HIO |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Redwood Trust Inc. |
RWTN |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Metlife Inc |
MET-E |
|
Finance and Insurance |
Direct Life Insurance Carriers |
|
| UMH Properties Inc |
UMH-D |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Royce Value Trust Inc |
RVT |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Banco Santander (Brasil) S.A. |
BSBR |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Virtus Diversified Income & Convertible Fund |
ACV |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Agree Realty Corp. |
ADC-A |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Nu Holdings Ltd |
NU |
Large Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| TPG RE Finance Trust Inc |
TRTX |
Small Cap Stock |
Finance and Insurance |
Trusts, Estates, and Agency Accounts |
|
| TPG RE Finance Trust Inc |
TRTX-C |
|
Finance and Insurance |
Trusts, Estates, and Agency Accounts |
|
| MetroCity Bankshares Inc |
MCBS |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| MDB Capital Holdings LLC |
MDBH |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Home Bancshares Inc |
HOMB |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Doma Holdings Inc |
DOMA+ |
Warrant |
Finance and Insurance |
Direct Title Insurance Carriers |
|
| BRP Group Inc |
BRP |
Small Cap Stock |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Hennessy Advisors Inc |
HNNAZ |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| HomeStreet Inc |
HMST |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Equus Total Return Inc |
EQS |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Mesabi Trust |
MSB |
Small Cap Stock |
Finance and Insurance |
Trusts, Estates, and Agency Accounts |
|
| Wells Fargo & Co. |
WFC-Q |
|
Finance and Insurance |
Commercial Banking |
|
| Prospect Capital Corp |
PSEC-A |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Manhattan Bridge Capital Inc |
LOAN |
Small Cap Stock |
Finance and Insurance |
Sales Financing |
|
| BlackRock Corporate High Yield Fund Inc. |
HYT |
Small Cap Stock |
Finance and Insurance |
All Other Insurance Related Activities |
|
| 1895 Bancorp of Wisconsin Inc. |
BCOW |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| AGBA Group Holding Limited |
AGBA |
Small Cap Stock |
Finance and Insurance |
All Other Insurance Related Activities |
|
| Crawford & Co. |
CRD.A |
Small Cap Stock |
Finance and Insurance |
Insurance Agencies and Brokerages |
|
| Essex Property Trust, Inc. |
ESS |
Large Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| DoubleLine Opportunistic Credit Fund |
DBL |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Citigroup Inc |
C-J |
|
Finance and Insurance |
Commercial Banking |
|
| BlackRock Floating Rate Income Trust |
BGT |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Power REIT |
PW |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| SiriusPoint Ltd |
SPNT-B |
|
Finance and Insurance |
Reinsurance Carriers |
|
| Markel Group Inc |
MKL |
Large Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Bank of Montreal |
GDXD |
|
Finance and Insurance |
Commercial Banking |
|
| abrdn Life Sciences Investors |
HQL |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Northern Trust Corp. |
NTRSO |
|
Finance and Insurance |
Commercial Banking |
|
| Genworth Financial Inc |
GNW |
Mid Cap Stock |
Finance and Insurance |
Direct Life Insurance Carriers |
|
| First Horizon Corporation |
FHN-E |
|
Finance and Insurance |
Commercial Banking |
|
| SITE Centers Corp |
SITC-A |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Affiliated Managers Group Inc. |
AMG |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Western Asset Emerging Markets Debt Fund Inc |
EMD |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| BNY Mellon Strategic Municipal Bond Fund Inc |
DSM |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| Credit Suisse Group AG |
CS |
Large Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| CubeSmart |
CUBE |
Mid Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| New York Mortgage Trust Inc |
NYMTL |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Ready Capital Corp |
RC-E |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Invesco Quality Municipal Income Trust |
IQI |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| SILO Pharma Inc |
SILO |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Blackstone Secured Lending Fund. |
BXSL |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Banco Itau Chile. |
ITCB |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| United Community Banks Inc |
UCBI |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| W.R. Berkley Corp. |
WRB-H |
|
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| First Trust New Opportunities MLP & Energy Fund |
FPL |
Small Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| MFS Intermediate Income Trust |
MIN |
Small Cap Stock |
Finance and Insurance |
All Other Insurance Related Activities |
|
| Voya Global Equity Dividend and Premium Opportunity Fund |
IGD |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Rithm Capital Corporation |
RITM-C |
|
Finance and Insurance |
Other Financial Vehicles |
|
| WisdomTree Trust |
XC |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Highland Opportunities and Income Fund |
HFRO-A |
|
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| W.R. Berkley Corp. |
WRB-G |
|
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| United Fire Group Inc |
UFCS |
Small Cap Stock |
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Federal Agricultural Mortgage Corp. |
AGM-D |
|
Finance and Insurance |
Savings Institutions |
|
| First Merchants Corp. |
FRMEP |
|
Finance and Insurance |
Commercial Banking |
|
| Federal Agricultural Mortgage Corp. |
AGM-G |
|
Finance and Insurance |
Savings Institutions |
|
| Bank Of America Corp. |
BAC-N |
|
Finance and Insurance |
Commercial Banking |
|
| Gabelli Global Utility & Income Trust. |
GLU-B |
|
Finance and Insurance |
Securities and Commodity Exchanges |
|
| AGNC Investment Corp |
AGNC |
Mid Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| AGNC Investment Corp |
AGNCO |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Brighthouse Financial Inc |
BHFAP |
|
Finance and Insurance |
Direct Life Insurance Carriers |
|
| Aspen Insurance Holdings Ltd. |
AHL-C |
|
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Aspen Insurance Holdings Ltd. |
AHL-D |
|
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Maiden Holdings Ltd |
MHLA |
Small Cap Stock |
Finance and Insurance |
Reinsurance Carriers |
|
| Premier Financial Corp |
PFC |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Diamondrock Hospitality Co. |
DRH-A |
|
Finance and Insurance |
Other Financial Vehicles |
|
| U.S. Bancorp. |
USB-H |
|
Finance and Insurance |
Commercial Banking |
|
| Hartford Financial Services Group Inc. |
HIG-G |
|
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Global Indemnity Group LLC |
GBLL |
|
Finance and Insurance |
Direct Property and Casualty Insurance Carriers |
|
| Hancock Whitney Corp. |
HWC |
Mid Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Dime Community Bancshares Inc |
DCOMP |
|
Finance and Insurance |
Commercial Banking |
|
| CURO Group Holdings Corp |
CURO |
Small Cap Stock |
Finance and Insurance |
All Other Nondepository Credit Intermediation |
|
| PIMCO Dynamic Income Fund |
PDI |
Mid Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Ponce Financial Group Inc |
PDLB |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Apartment Investment & Management Co. |
AIV |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Invesco DB US Dollar Index Trust |
UUP |
Currency |
Finance and Insurance |
Commodity Contracts Dealing |
|
| WisdomTree Trust |
EMMF |
Large Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| WisdomTree Trust |
VIDI |
Multi Cap |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Bank Of America Corp. |
BAC-K |
|
Finance and Insurance |
Commercial Banking |
|
| Oscar Health Inc |
OSCR |
Mid Cap Stock |
Finance and Insurance |
Direct Health and Medical Insurance Carriers |
|
| Braemar Hotels & Resorts Inc |
BHR-D |
|
Finance and Insurance |
Other Financial Vehicles |
|
| West Bancorporation |
WTBA |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Whitestone REIT |
WSR |
Small Cap Stock |
Finance and Insurance |
Other Financial Vehicles |
|
| Salisbury Bancorp, Inc. |
SAL |
Small Cap Stock |
Finance and Insurance |
Savings Institutions |
|
| Pebblebrook Hotel Trust |
PEB-H |
|
Finance and Insurance |
Other Financial Vehicles |
|
| Unum Group |
UNM |
Mid Cap Stock |
Finance and Insurance |
Direct Life Insurance Carriers |
|
| Unity Bancorp, Inc. |
UNTY |
Small Cap Stock |
Finance and Insurance |
Commercial Banking |
|
| Barclays Bank PLC |
OIL |
Commodities |
Finance and Insurance |
Commercial Banking |
|
| International General Insurance Holdings Ltd |
IGIC |
Small Cap Stock |
Finance and Insurance |
Other Direct Insurance (except Life, Health, and Medical) Carriers |
|
| Blackrock Inc. |
BLK |
Large Cap Stock |
Finance and Insurance |
Investment Banking and Securities Dealing |
|
| BrightSphere Investment Group Inc |
BSIG |
Small Cap Stock |
Finance and Insurance |
Securities and Commodity Exchanges |
|
| Deutsche High Income Opportunities Fund Inc |
DHG |
|
Financial Services |
Asset Management |
|
| MFC Bancorp Ltd. |
MFCB |
Small Cap Stock |
Financial Services |
Asset Management |
|
| BofI Holding Inc. |
BOFI |
Small Cap Stock |
Financial Services |
Banks |
|
| TheStreet Inc. |
TST |
Small Cap Stock |
Financial Services |
Brokers & Exchanges |
|
| Asia Tigers Fund Inc. (The) |
GRR |
|
Financial Services |
Asset Management |
|
| Green Bancorp Inc. |
GNBC |
Small Cap Stock |
Financial Services |
Banks |
|
| Aberdeen Indonesia Fund Inc. (Common Stock |
IF |
|
Financial Services |
Asset Management |
|
| Eaton Vance Municipal Bond Fund II of Beneficial Interest $.01 Par Value |
EIV |
|
Financial Services |
Asset Management |
|
| Eaton Vance Pennsylvania Municipal Bond Fund of Befeficial Interest $.01 par value |
EIP |
|
Financial Services |
Asset Management |
|
| Nuveen High Income December 2018 Target Term Fund |
JHA |
|
Financial Services |
Asset Management |
|
| General Electric Capital Corporation 4.876% Notes due January 29 2053 |
GEH |
Small Cap Stock |
Financial Services |
Credit Services |
|
| Eaton Vance Pennsylvania Municipal Income Trust Shares of Beneficial Interest |
EVP |
|
Financial Services |
Asset Management |
|
| ClearBridge American Energy MLP Fund Inc. |
CBA |
|
Financial Services |
Asset Management |
|
| Sunshine Bancorp Inc. |
SBCP |
Small Cap Stock |
Financial Services |
Banks |
|
| AmTrust Financial Services Inc. |
AFSI |
Small Cap Stock |
Financial Services |
Insurance - Property & Casualty |
|
| Navient Corporation |
ISM |
Small Cap Stock |
Financial Services |
Credit Services |
|
| KCAP Financial Inc. 7.375% Senior Notes due 2019 |
KAP |
|
Financial Services |
Asset Management |
|
| Eaton Vance Michigan Municipal Income Trust Shares of Beneficial Interest |
EMI |
|
Financial Services |
Asset Management |
|
| First Trust Strategic High Income Fund II of Beneficial Interest |
FHY |
|
Financial Services |
Asset Management |
|
| Citizens First Corporation |
CZFC |
Small Cap Stock |
Financial Services |
Banks |
|
| Deutsche Strategic Income Trust Shares of Beneficial Interest |
KST |
|
Financial Services |
Asset Management |
|
| Xenith Bankshares Inc. |
XBKS |
Small Cap Stock |
Financial Services |
Banks |
|
| Infinity Property and Casualty Corporation |
IPCC |
Small Cap Stock |
Financial Services |
Insurance - Property & Casualty |
|
| GSV Capital Corp |
GSVC |
|
Financial Services |
Asset Management |
|
| The Carlyle Group L.P. |
TCGP |
|
Financial Services |
Asset Management |
|
| Hancock Holding Company |
HBHC |
Mid Cap Stock |
Financial Services |
Banks |
|
| Hamilton Bancorp Inc. |
HBK |
Small Cap Stock |
Financial Services |
Banks |
|
| Blackhawk Network Holdings Inc. |
HAWK |
Small Cap Stock |
Financial Services |
Credit Services |
|
| Union Bankshares Corporation |
UBSH |
Small Cap Stock |
Financial Services |
Banks |
|
| Aspen Insurance Holdings Limited |
AHL |
Mid Cap Stock |
Financial Services |
Insurance - Specialty |
|
| MS Income Securities Inc. |
ICB |
|
Financial Services |
Asset Management |
|
| Jacksonville Bancorp Inc. |
JXSB |
Small Cap Stock |
Financial Services |
Banks |
|
| PHH Corp |
PHH |
Small Cap Stock |
Financial Services |
Banks |
|
| HopFed Bancorp Inc. |
HFBC |
Small Cap Stock |
Financial Services |
Banks |
|
| Latin American Discovery Fund Inc. (The) |
LDF |
|
Financial Services |
Asset Management |
|
| First Acceptance Corporation |
FAC |
Small Cap Stock |
Financial Services |
Insurance - Specialty |
|
| Triangle Capital Corporation 6.375% Senior Notes due 2022 |
TCCA |
Small Cap Stock |
Financial Services |
Credit Services |
|
| Eaton Vance New Jersey Municipal Bond Fund Common Shres of Beneficial Interest $.01 par value |
EMJ |
|
Financial Services |
Asset Management |
|
| First Connecticut Bancorp Inc. |
FBNK |
Small Cap Stock |
Financial Services |
Banks |
|
| Eaton Vance New Jersey Municipal Income Trust Shares of Beneficial Interest |
EVJ |
|
Financial Services |
Asset Management |
|
| Commerce Union Bancshares Inc. |
CUBN |
Small Cap Stock |
Financial Services |
Banks |
|
| MidSouth Bancorp |
MSL |
Small Cap Stock |
Financial Services |
Banks |
|
| Morgan Stanley Asia-Pacific Fund Inc. |
APF |
|
Financial Services |
Asset Management |
|
| Blackrock Municipal 2018 Term Trust |
BPK |
|
Financial Services |
Asset Management |
|
| Eaton Vance Ohio Municipal Bond Fundd of Befeficial Interest $.01 par value |
EIO |
|
Financial Services |
Asset Management |
|
| HomeTown Bankshares Corporation |
HMTA |
Small Cap Stock |
Financial Services |
Banks |
|
| XL Group Ltd. |
XL |
Mid Cap Stock |
Financial Services |
Insurance - Property & Casualty |
|
| Triangle Capital Corporation |
TCAP |
Small Cap Stock |
Financial Services |
Credit Services |
|
| Blackrock New Jersey Municipal Bond Trust |
BLJ |
|
Financial Services |
Asset Management |
|
| Deutsche Multi-Market Income Trust Common Sshares of Beneficial Interest |
KMM |
|
Financial Services |
Asset Management |
|
| Bank Mutual Corporation |
BKMU |
Small Cap Stock |
Financial Services |
Banks |
|
| Managed Duration Investment Grade Municipal Fund |
MZF |
|
Financial Services |
Asset Management |
|
| Aberdeen Israel Fund Inc. (The) |
ISL |
|
Financial Services |
Asset Management |
|
| Melrose Bancorp Inc. |
MELR |
Small Cap Stock |
Financial Services |
Banks |
|
| Bear State Financial Inc. |
BSF |
Small Cap Stock |
Financial Services |
Banks |
|
| Stewardship Financial Corp |
SSFN |
Small Cap Stock |
Financial Services |
Banks |
|
| Atlantic Acquisition Corp. |
ATAC |
Small Cap Stock |
Financial Services |
Asset Management |
|
| FS Investment Corporation |
FSIC |
Small Cap Stock |
Financial Services |
Brokers & Exchanges |
|
| Mitsubishi UFJ Financial Group Inc. |
MTU |
Large Cap Stock |
Financial Services |
Banks |
|
| Beneficial Bancorp Inc. |
BNCL |
Small Cap Stock |
Financial Services |
Banks |
|
| WMIH Corp. |
WMIH |
Small Cap Stock |
Financial Services |
Insurance - Specialty |
|
| Morgan Stanley Emerging Markets Fund Inc. |
MSF |
|
Financial Services |
Asset Management |
|
| CoBiz Financial Inc. |
COBZ |
Small Cap Stock |
Financial Services |
Banks |
|
| Kayne Anderson Energy Development Company |
KED |
|
Financial Services |
Asset Management |
|
| Walter Investment Management Corp. |
WAC |
Small Cap Stock |
Financial Services |
Banks |
|
| AEGON N.V. Perp. Cap. Securities (Netherlands) |
AED |
Small Cap Stock |
Financial Services |
Insurance |
|
| ING Group N.V. Perp Hybrid Cap Secs (Netherlands) |
ISF |
Small Cap Stock |
Financial Services |
Banks |
|
| United Financial Bancorp Inc. |
UBNK |
Small Cap Stock |
Financial Services |
Banks |
|
| Aberdeen Singapore Fund Inc. |
SGF |
|
Financial Services |
Asset Management |
|
| BGC Partners Inc. 8.125% Senior Notes due 2042 |
BGCA |
Small Cap Stock |
Financial Services |
Brokers & Exchanges |
|
| Columbia India Small Cap ETF |
SCIN |
|
Financial Services |
Asset Management |
|
| National Commerce Corporation |
NCOM |
Small Cap Stock |
Financial Services |
Banks |
|
| FNB Bancorp |
FNBG |
Small Cap Stock |
Financial Services |
Banks |
|
| Investment Technology Group Inc. |
ITG |
Small Cap Stock |
Financial Services |
Brokers & Exchanges |
|
| WCF Bancorp Inc. |
WCFB |
Small Cap Stock |
Financial Services |
Banks |
|
| JMP Group Inc 8.00% Senior Notes due 2023 |
JMPB |
Small Cap Stock |
Financial Services |
Brokers & Exchanges |
|
| ZAIS Group Holdings Inc. |
ZAIS |
Small Cap Stock |
Financial Services |
Asset Management |
|
| Guaranty Bancorp |
GBNK |
Small Cap Stock |
Financial Services |
Banks |
|
| Atlantic Acquisition Corp. Unit |
ATACU |
Small Cap Stock |
Financial Services |
Asset Management |
|
| KCAP Financial Inc. |
KCAP |
|
Financial Services |
Asset Management |
|
| Selective Insurance Group Inc. 5.875% Senior Notes due 2043 |
SGZA |
Small Cap Stock |
Financial Services |
Insurance - Property & Casualty |
|
| TICC Capital Corp. |
TICC |
|
Financial Services |
Asset Management |
|
| Nationstar Mortgage Holdings Inc. |
NSM |
Small Cap Stock |
Financial Services |
Banks |
|
| BBVA Banco Frances S.A. |
BFR |
Mid Cap Stock |
Financial Services |
Banks |
|
| Atlantic Coast Financial Corporation |
ACFC |
Small Cap Stock |
Financial Services |
Banks |
|
| Argo Group International Holdings Ltd. 6.5% Senior Notes Due 2042 |
AGIIL |
Small Cap Stock |
Financial Services |
Insurance - Property & Casualty |
|
| The Navigators Group Inc. |
NAVG |
Small Cap Stock |
Financial Services |
Insurance - Property & Casualty |
|
| General Electric Company 4.875% Notes due October 15 2052 |
GEB |
Small Cap Stock |
Financial Services |
Credit Services |
|
| Bank of the Ozarks |
OZRK |
Mid Cap Stock |
Financial Services |
Banks |
|
| Porter Bancorp Inc. |
PBIB |
Small Cap Stock |
Financial Services |
Banks |
|
| Sun Bancorp Inc. |
SNBC |
Small Cap Stock |
Financial Services |
Banks |
|
| Bay Bancorp Inc. |
BYBK |
Small Cap Stock |
Financial Services |
Banks |
|
| Oaktree Capital Group LLC Class A Units Representing Limited Liability Company Interests |
OAK |
Mid Cap Stock |
Financial Services |
Asset Management |
|
| Altaba Inc. |
AABA |
|
Financial Services |
Asset Management |
|
| General Electric Capital Corporation 4.70% Notes due May 16 2053 |
GEK |
Small Cap Stock |
Financial Services |
Credit Services |
|
| Equitable Financial Corp. |
EQFN |
Small Cap Stock |
Financial Services |
Banks |
|
| Advent/Claymore Enhanced Growth & Income Fund of Beneficial Interest |
LCM |
|
Financial Services |
Asset Management |
|
| Aberdeen Emerging Markets Company Oppotunities Fund Inc. |
ABE |
|
Financial Services |
Asset Management |
|
| Eaton Vance New York Municipal Bond Fund II of Beneficial Interest $.01 par value |
NYH |
|
Financial Services |
Asset Management |
|
| Eaton Vance California Municipal Bond Fund II of Beneficial Interest $.01 par value |
EIA |
|
Financial Services |
Asset Management |
|
| MainSource Financial Group Inc. |
MSFG |
Small Cap Stock |
Financial Services |
Banks |
|
| MB Financial Inc. |
MBFI |
Mid Cap Stock |
Financial Services |
Banks |
|
| HSBC Holdings plc. Perpetual Sub Cap Secs |
HSEA |
Small Cap Stock |
Financial Services |
Banks |
|
| Aberdeen Chile Fund Inc. (The) |
CH |
|
Financial Services |
Asset Management |
|
| FCB Financial Holdings Inc. Class A |
FCB |
Mid Cap Stock |
Financial Services |
Banks |
|
| Eaton Vance Massachusetts Municipal Bond Fund of Beneficial Interest $.01 par value |
MAB |
|
Financial Services |
Asset Management |
|
| WhiteHorse Finance Inc. 6.50% Senior Notes due 2020 |
WHFBL |
|
Financial Services |
Asset Management |
|
| Nuveen Build America Bond Opportunity Fund of Beneficial Interest |
NBD |
|
Financial Services |
Asset Management |
|
| EMC Insurance Group Inc. |
EMCI |
Small Cap Stock |
Financial Services |
Insurance - Property & Casualty |
|
| Blackrock California Municipal 2018 Term Trust |
BJZ |
|
Financial Services |
Asset Management |
|
| China Lending Corporation |
CLDC |
Small Cap Stock |
Financial Services |
Credit Services |
|
| Paragon Commercial Corporation |
PBNC |
Small Cap Stock |
Financial Services |
Banks |
|
| M B T Financial Corp |
MBTF |
Small Cap Stock |
Financial Services |
Banks |
|
| Alliance California Municipal Income Fund Inc |
AKP |
|
Financial Services |
Asset Management |
|
| LegacyTexas Financial Group Inc. |
LTXB |
Mid Cap Stock |
Financial Services |
Banks |
|
| Anchor Bancorp |
ANCB |
Small Cap Stock |
Financial Services |
Banks |
|
| Farmers Capital Bank Corporation |
FFKT |
Small Cap Stock |
Financial Services |
Banks |
|
| Access National Corporation |
ANCX |
Small Cap Stock |
Financial Services |
Banks |
|
| China Commercial Credit Inc. |
CCCR |
Small Cap Stock |
Financial Services |
Credit Services |
|
| Asia Pacific Fund Inc. (The) |
APB |
|
Financial Services |
Asset Management |
|
| Chemical Financial Corporation |
CHFC |
Mid Cap Stock |
Financial Services |
Banks |
|
| Baldwin & Lyons Inc. Class B (nonvoting) Common Stock |
BWINB |
Small Cap Stock |
Financial Services |
Insurance - Property & Casualty |
|
| Baldwin & Lyons Inc. Class A (voting) Common Stock |
BWINA |
Small Cap Stock |
Financial Services |
Insurance - Property & Casualty |
|
| Clifton Bancorp Inc. |
CSBK |
Small Cap Stock |
Financial Services |
Banks |
|
| OM Asset Management plc |
OMAM |
Small Cap Stock |
Financial Services |
Asset Management |
|
| Apollo Investment Corporation 6.875% Senior Notes due 2043 |
AIY |
|
Financial Services |
Asset Management |
|
| Argo Group International Holdings Ltd. |
AGII |
Small Cap Stock |
Financial Services |
Insurance - Property & Casualty |
|
| Torchmark Corporation |
TMK |
Large Cap Stock |
Financial Services |
Insurance - Life |
|
| American Capital Senior Floating Ltd. |
ACSF |
|
Financial Services |
Asset Management |
|
| State Bank Financial Corporation. |
STBZ |
Small Cap Stock |
Financial Services |
Banks |
|
| MFS California Municipal Fund of Beneficial Interest |
CCA |
|
Financial Services |
Asset Management |
|
| United Community Bancorp |
UCBA |
Small Cap Stock |
Financial Services |
Banks |
|
| Thai Fund Inc. (The) |
TTF |
|
Financial Services |
Asset Management |
|
| Aberdeen Latin America Equity Fund Inc. |
LAQ |
|
Financial Services |
Asset Management |
|
| Kayne Anderson Total Energy Return Fund Inc. |
KYE |
|
Financial Services |
Asset Management |
|
| Corporate Capital Trust Inc. |
CCT |
|
Financial Services |
Asset Management |
|
| CM Finance Inc |
CMFN |
|
Financial Services |
Asset Management |
|
| Blackrock New York Municipal 2018 Term Trust |
BLH |
|
Financial Services |
Asset Management |
|
| Eaton Vance Michigan Municipal Bond Fund of Beneficial Interest $.01 par value |
MIW |
|
Financial Services |
Asset Management |
|
| Charter Financial Corp. |
CHFN |
Small Cap Stock |
Financial Services |
Banks |
|
| Aberdeen Greater China Fund Inc. |
GCH |
|
Financial Services |
Asset Management |
|
| HSBC Holdings plc PERP SUB CAP SECS EXCH PREF SHS SER 2 (United Kingdom) |
HSEB |
Small Cap Stock |
Financial Services |
Banks |
|
| Aegon NV 8.00% Non-Cumulative Subordinated Notes due 2042 |
AEK |
Small Cap Stock |
Financial Services |
Insurance |
|
| WashingtonFirst Bankshares Inc |
WFBI |
Small Cap Stock |
Financial Services |
Banks |
|
| Prudential Financial Inflation-Linked Retail Medium Linked Retail Medium-Term Notes due April 10 2018 |
PFK |
|
Financial Services |
Insurance - Life |
|
| Coastway Bancorp Inc. |
CWAY |
Small Cap Stock |
Financial Services |
Banks |
|
| Och-Ziff Capital Management Group LLC Class A Shares representing Class A limited liability company interests |
OZM |
Small Cap Stock |
Financial Services |
Asset Management |
|
| Blue Hills Bancorp Inc. |
BHBK |
Small Cap Stock |
Financial Services |
Banks |
|
| BSB Bancorp Inc. |
BLMT |
Small Cap Stock |
Financial Services |
Banks |
|
| Poage Bankshares Inc. |
PBSK |
Small Cap Stock |
Financial Services |
Banks |
|
| Financial Engines Inc. |
FNGN |
Small Cap Stock |
Financial Services |
Asset Management |
|
| National Research Corporation Class A Common Stock |
NRCIA |
Small Cap Stock |
Healthcare |
Medical Diagnostics & Research |
|
| Envision Healthcare Corporation |
EVHC |
Mid Cap Stock |
Healthcare |
Health Care Providers |
|
| OvaScience Inc. |
OVAS |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| SteadyMed Ltd. |
STDY |
Small Cap Stock |
Healthcare |
Drug Manufacturers |
|
| Oncobiologics Inc. |
ONS |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Anthera Pharmaceuticals Inc. |
ANTH |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Aetna Inc. |
AET |
Large Cap Stock |
Healthcare |
Health Care Plans |
|
| Hemispherx BioPharma Inc. |
HEB |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Stellar Biotechnologies Inc. |
SBOT |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Aradigm Corporation |
ARDM |
Small Cap Stock |
Healthcare |
Drug Manufacturers |
|
| K2M Group Holdings Inc. |
KTWO |
Small Cap Stock |
Healthcare |
Medical Devices |
|
| Aquinox Pharmaceuticals Inc. |
AQXP |
Small Cap Stock |
Healthcare |
Drug Manufacturers |
|
| Alliqua BioMedical Inc. |
ALQA |
Small Cap Stock |
Healthcare |
Medical Instruments & Equipment |
|
| Foundation Medicine Inc. |
FMI |
Mid Cap Stock |
Healthcare |
Medical Diagnostics & Research |
|
| Enzymotec Ltd. |
ENZY |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Insys Therapeutics Inc. |
INSY |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Rexahn Pharmaceuticals Inc. |
RNN |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Depomed Inc. |
DEPO |
Small Cap Stock |
Healthcare |
Drug Manufacturers |
|
| MGC Diagnostics Corporation |
MGCD |
Small Cap Stock |
Healthcare |
Medical Devices |
|
| Cesca Therapeutics Inc. |
KOOL |
Small Cap Stock |
Healthcare |
Medical Devices |
|
| Biostar Pharmaceuticals Inc. |
BSPM |
Small Cap Stock |
Healthcare |
Drug Manufacturers |
|
| Novelion Therapeutics Inc. |
NVLN |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| C.R. Bard Inc. |
BCR |
Large Cap Stock |
Healthcare |
Medical Instruments & Equipment |
|
| Achaogen Inc. |
AKAO |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| AmpliPhi Biosciences Corporation |
APHB |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Kindred Healthcare Inc. |
KND |
Small Cap Stock |
Healthcare |
Health Care Providers |
|
| Aralez Pharmaceuticals Inc. |
ARLZ |
Small Cap Stock |
Healthcare |
Drug Manufacturers |
|
| ImmunoCellular Therapeutics Ltd. |
IMUC |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Apricus Biosciences Inc. |
APRI |
Small Cap Stock |
Healthcare |
Drug Manufacturers |
|
| HealthSouth Corporation |
HLS |
Mid Cap Stock |
Healthcare |
Health Care Providers |
|
| iKang Healthcare Group Inc. |
KANG |
Small Cap Stock |
Healthcare |
Medical Diagnostics & Research |
|
| Ablynx NV |
ABLX |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Peregrine Pharmaceuticals Inc. |
PPHM |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| GTx Inc. |
GTXI |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| CAS Medical Systems Inc. |
CASM |
Small Cap Stock |
Healthcare |
Medical Instruments & Equipment |
|
| Immune Design Corp. |
IMDZ |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Aratana Therapeutics Inc. |
PETX |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| AveXis Inc. |
AVXS |
Mid Cap Stock |
Healthcare |
Biotechnology |
|
| Keryx Biopharmaceuticals Inc. |
KERX |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| ABAXIS Inc. |
ABAX |
Small Cap Stock |
Healthcare |
Medical Diagnostics & Research |
|
| CytRx Corporation |
CYTR |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Orexigen Therapeutics Inc. |
OREX |
Small Cap Stock |
Healthcare |
Drug Manufacturers |
|
| Versartis Inc. |
VSAR |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Galena Biopharma Inc. |
GALE |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Argos Therapeutics Inc. |
ARGS |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Presbia PLC |
LENS |
Small Cap Stock |
Healthcare |
Medical Instruments & Equipment |
|
| Corindus Vascular Robotics Inc. (DE) |
CVRS |
Small Cap Stock |
Healthcare |
Medical Devices |
|
| Oasmia Pharmaceutical AB |
OASM |
Small Cap Stock |
Healthcare |
Drug Manufacturers |
|
| Corium International Inc. |
CORI |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Almost Family Inc |
AFAM |
Small Cap Stock |
Healthcare |
Health Care Providers |
|
| TESARO Inc. |
TSRO |
Mid Cap Stock |
Healthcare |
Biotechnology |
|
| Mazor Robotics Ltd. |
MZOR |
Small Cap Stock |
Healthcare |
Medical Devices |
|
| Synergy Pharmaceuticals Inc. |
SGYP |
Small Cap Stock |
Healthcare |
Drug Manufacturers |
|
| Pernix Therapeutics Holdings Inc. |
PTX |
Small Cap Stock |
Healthcare |
Drug Manufacturers |
|
| Cytori Therapeutics Inc |
CYTX |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Diversicare Healthcare Services Inc. |
DVCR |
Small Cap Stock |
Healthcare |
Health Care Providers |
|
| Eli Lilly and Company |
LLY |
Large Cap Stock |
Healthcare |
Drug Manufacturers |
|
| FC Global Realty Incorporated |
FCRE |
Small Cap Stock |
Healthcare |
Medical Devices |
|
| RXi Pharmaceuticals Corporation |
RXII |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Exactech Inc. |
EXAC |
Small Cap Stock |
Healthcare |
Medical Devices |
|
| Loxo Oncology Inc. |
LOXO |
Mid Cap Stock |
Healthcare |
Biotechnology |
|
| Invuity Inc. |
IVTY |
Small Cap Stock |
Healthcare |
Medical Instruments & Equipment |
|
| Cardiome Pharma Corporation |
CRME |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Intellipharmaceutics International Inc. |
IPCI |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Edge Therapeutics Inc. |
EDGE |
Small Cap Stock |
Healthcare |
Biotechnology |
|
| Immune Pharmaceuticals Inc. |
IMNP |
Small Cap Stock |
Healthcare |
Drug Manufacturers |
|
| Ohr Pharmaceuticals Inc. |
OHRP |
Small Cap Stock |
Healthcare |
Biotechnology |
|